The Compliance Buzz

GCAP's blog dedicated to providing up to date content on all things compliance related including news, regulatory updates, and original GCAP content.

October 11, 2023

Success Story: How the DBE/ACDBE Program Empowers Disadvantaged Entrepreneurs

Forbes recently released an article about Randy Hazelton, a young entrepreneur and Airport Concession Disadvantaged Business Enterprise (ACDBE) owner who grew his business from a streetside restaurant in Atlanta to a $50 million enterprise with assistance from the USDOT's ACDBE program.
September 20, 2023

DBE Fraud Cases: A Timely Reminder to Prioritize Commercially Useful Function Reviews

Last month, the U.S. Department of Transportation Office of Inspector General released an investigative report titled "FHWA Suspends Massachusetts-Based DBE Contractor" which details the suspension of a DBE contractor due to fraudulent activities involving both the Prime Contractor and the certified DBE subcontractor.
September 11, 2023

A Recipe for Change: Successful Diversity, Equity, and Inclusion Programs

When it comes to diversity, equity, and inclusion, there is not a ‘one size fits all’ strategy and integration plan—each organization should have their own to address their uniquely identified needs. What works for one organization may or may not work for other. Therefore, assessing, monitoring, and adjusting the strategy is critical to the success of DEI programs.
June 23, 2023

How Federal Agencies Can Advance Equity through Executive Order 14091

Executive Order 14091 – “Further Advancing Racial Equity and Support for Underserved Communities Through the Federal Government” – was signed by President Joe Biden on February […]
June 9, 2023

Upcoming DBE/ACDBE Certification Workshops in June

The California Unified Certification Program (CUCP) member agencies and the Business Outreach Committee (BOC) are hosting a two-part DBE/ACDBE Certification workshop on June 22, 2023 at […]
June 9, 2023

USDOT Equity Action Plan Update – Request for Information

The U.S. Department of Transportation (DOT) invites public comment to inform their annual update to the DOT Equity Action Plan which aims to expand access and […]
May 17, 2023

Summary of Caltrans LAPM Changes

The Caltrans Division of Local Assistance recently released two (2) Office Bulletins related to the DBE Program that affect their federal-aid funded projects.  If you are […]
April 21, 2023

DBEs in Design Build & the FHWA Every Day Counts 2023 Virtual Summit

In February 2023, the Federal Highway Administration (FHWA) hosted the Every Day Counts Virtual Summit. If you missed the summit, you can access the recordings and […]
April 20, 2023

Two Companies Agree to Pay $1.2 Million to Resolve DBE Fraud Allegations

On April 5, 2023, the U.S. Attorney’s Office for the District of Massachusetts entered into a civil settlement with Walsh Construction Company and Melo’s Rodbusters, Inc. […]
March 15, 2023

Sherwin-Williams Company To Pay $1 Million To Resolve Alleged False Claims Act Violations Arising From Pennsylvania Bridge Painting Project

On March 1, 2023, the U.S. Attorney’s Office for the Eastern District of Pennsylvania entered into a civil settlement agreement with The Sherwin-Williams Company. Sherwin-Williams agreed […]
March 2, 2023

Updated DBE Size Standards

Effective March 1, 2023 the business size limit for applicant and certified DBEs seeking to participate in FHWA and FTA-assisted contracts is adjusted for inflation from $28.48 million to $30.40 million. […]
February 14, 2023

U.S. DOT Transportation Disadvantaged Census Tracts (Historically Disadvantaged Communities) Tool Update Webinar

The U.S. Department of Transportation (DOT) will be hosting a webinar on the agency’s proposed updates and rebranding of the Transportation Disadvantaged Census Tracts (Historically Disadvantaged Communities) […]
February 4, 2023

Request for Feedback on FAA Bipartisan Infrastructure Law (BIL) Funded Large Scale Construction and the FAA Mentor Protégé Program

The U.S. Department of Transportation has announced a request for feedback from industry on the potential utilization of the FAA’s Mentor Protégé Program and to invite […]
January 18, 2023

USDOT Announces Two New Actions to Advance Economic Opportunity for Disadvantaged Workers and Businesses through the Bipartisan Infrastructure Law

The U.S. Department of Transportation’s Federal Highway Administration (FHWA) today announced new resources from President Biden’s Bipartisan Infrastructure Law that will create economic opportunities and open […]
January 5, 2023

Transit Vehicle Manufacturers (TVMs)

If you are an FTA recipient, you must require in your DBE program that each transit vehicle manufacturer, as a condition of being authorized to bid […]
June 9, 2022

SANDAG Develops Magazine Highlighting DBE/SBE Program Success on the Mid-Coast Trolley Mega-Project

GCAP Services, Inc. is proud to have provided tremendous support to SANDAG in creating and developing their first-ever magazine publication featuring the success of the Disadvantaged […]
April 28, 2022

California Company Agrees To Pay $650,000 as Part of a Deferred Prosecution Agreement for DBE Violations

On April 8, 2022, G&C Equipment Corporation (G&C), a California-based construction materials supplier, entered into a deferred prosecution agreement (DPA) with the U.S. Attorney’s Office for […]
May 14, 2021

Navigating DBE & LC Interviews During a Pandemic

Jaime Buda (Business Development Manager) sits down with Edward Salcedo (President) and Sylvia Linn (Vice President) to discuss the effects the COVID-19 pandemic has placed on […]
September 25, 2020

Certification Extensions Issued by CA Office of Small and Disabled Veteran Business Enterprise Services

On September 25, 2020 the State of California Office of Small Business and Disabled Veteran Business Enterprise Services issued extensions for SB and DVBE certifications.
September 18, 2020

Caltrans Division of Local Assistance (DLA) Title VI Requirements Change

Effective immediately, all local agencies are required to insert the clause from Appendix E of the Title VI Assurance in each federal-aid contract. There is a […]
September 16, 2020

The Ins and Outs of Certifications

Navigating the world of certifications can be very daunting. If you’re interested in learning more about this topic, please click here to check out our latest […]
September 15, 2020

Caltrans Division of Local Assistance (DLA) DBE Procedure Updates

On September 4, 2020 the DLA office issued Office Bulletin 20-04 to provide several updates to DBE procedures for LAPM Chapter 9 and related exhibits. Click […]
September 3, 2020

Wisconsin Accountant Sentenced in Disadvantaged Business Fraud Scheme

On August 19, 2020, the U.S. District Court for the Eastern District of Wisconsin sentenced Mark F. Spindler to 3 months’ incarceration, 36 months’ supervised release, […]
September 6, 2019

SBA Office of Advocacy Submits Comments on Size Standards

On Aug. 22, Advocacy submitted the Small Business Administration’s proposed rule, Small Business Size Standards: Calculation of Annual Average Receipts. In the letter, Advocacy urges the […]
September 3, 2019

FHWA Debars New Jersey-based Contractor

Sanzo Ltd. and its owner, Coral Sanzo, were debarred by the Federal Highway Administration (FHWA) on August 23, 2019. This debarment prohibits Sanzo from participating in […]
August 1, 2019

City of Atlanta in Violation of Federal Obligation for Airport Grants

The Federal Aviation Administration says the city of Atlanta is in violation of its federal obligations for airport grants because of its actions in a dispute […]
July 26, 2019

LA – Largest City in US to Formally Include LGBTQ Businesses in Contract Process

The city of Los Angeles will be the largest municipality, by both population and economy, to formally include LGBTQ-owned businesses in the city’s billions of dollars […]
June 9, 2019

Illinois Supply Chain Manager Debarred by FTA

From June 30, 2017 to June 29, 2018, the Federal Transit Administration (FTA) suspended Velda Berryman on allegations of fraud. Allegations were referred to the U.S. […]
June 5, 2019

Civil Settlement Reached with South Carolina Construction Company

Southern Concrete and Construction, Inc. (SCC) was investigated by the US Department of Transportation (DOT) for allegedly violating the False Claims Act. According to investigations, SCC […]
May 24, 2019

4 Men Indicted for Dayton Public Corruption

An investigation conducted by federal agents regarding suspected public corruption in the Dayton area led to federal charges against a former Dayton city commissioner and three […]
May 17, 2019

What Works? Implementing Race-Neutral Measures in State DBE Programs

April 17, 2019

FTA Threatens Transit Funding

The Trumbull County Transit Board (TCTB) has until Monday to answer compliance questions and numerous other questions that have been lingering for years. If they cannot […]
March 21, 2019

FHWA Approves Local Assistance Procedures for Construction Manager and General Contractor

On March 13, 2019, the Federal Highway Administration (FHWA) approved the Local Assistance Procedures for Construction Manager and General contractor. FHWA provided guidance to Caltrans while developing […]
March 13, 2019

Business Owner with 10% Minority DNA Seeks US. Supreme Court Ruling

  Ralph Taylor, a Washington State business owner, is challenging the policies that determine eligibility for disadvantaged and minority status in state and federal incentive programs. […]
February 13, 2019

USDOT Reviewing Guidance Documents and Looking for Comments

The U.S. Department of Transportation is reviewing its existing guidance documents to evaluate their continued necessity and determine whether they need to be updated or revised. […]
February 13, 2019

Pennsylvania Company and Owner Debarred by FHWA

Century Steel Erectors Company, L.P. (Century Steel) and its owner, Donald Taylor, were debarred by FHWA on December 26, 2018. This debarment will last three years. […]
February 4, 2019

2019 LAPM and LAPG Released!

Caltrans Division of Local Assistance has released the 2019 Local Assistance Procedures Manual (LAPM) and the 2019 Local Assistance Program Guidelines (LAPG). The LAPM helps California local agencies scope, […]
January 7, 2019

Caltrans Increases Overall DBE Goal

On January 3, 2019, Caltrans announced that the Federal Highway Administration (FHWA) has significantly increased the Disadvantaged Business Enterprise (DBE) Annual Overall Participation Goal to 17.6 […]
January 7, 2019

Evans Landscaping Guilty On All Counts of DBE Fraud

A federal jury has found Doug Evans, owner of Evans Landscaping, and his vice president, Jim Bailey, guilty on all counts in a wire fraud case. […]
December 8, 2018

Man Convicted of Exploiting USDOT DBE Program

Stamatios Kousisis and his employer, Alpha Painting and Construction, Inc., were found guilty by a jury of one count of conspiracy to commit wire fraud, three […]
November 29, 2018

2018 Disadvantaged Business Enterprise Conference

The US Department of Transportation Small Business Transportation Resource Center – Southwest Region in conjunction with the California Asian Chamber of Commerce is hosting the 2nd […]
November 19, 2018

New Jersey Contractor Pays $1.87 Million to Resolve DBE Fraud

Kiewit Contractors, Inc. has agreed to pay $1.87 million to resolve allegations that the company improperly reported Disadvantaged Business Enterprise (DBE) participation on a federally funded […]
October 5, 2018

Business Owner Pays $630K for DBE Fraud

Nicholas Rivecca Sr., owner of Sonag Ready Mix, LLC, has agreed to pay $629,732 to resolve allegations that the company violated the False Claims Act by […]
October 2, 2018

Feds Investigate Metropolitan Atlanta Rapid Transit Authority

The Federal Transit Authority is investigating the Metropolitan Atlanta Rapid Transit Authority (MARTA) after they received a complaint that the authority may have violated rules involving […]
September 24, 2018

FHWA’s New DBE Program – Alternative Contracting Methods Handbook

  It’s finally here!  The Federal Highway Administration has released its new DBE Program Handbook on Alternative Contracting Methods. According to FHWA, this handbook is intended […]
September 17, 2018

Contractor and Owner Debarred by FHWA after $2 Million DBE Fraud

Vertech International (Vertech) and its owner, Rajat Verma, were debarred on August 30, 2018 by the Federal Highway Administration (FHWA) after taking part in a $2 […]
September 14, 2018

Man Uses Home DNA Test to Qualify as a Minority Business Owner … Did it Work?

Ralph Taylor, the owner of Orion Insurance Group, now considers himself to be multiracial based on the results of an at-home DNA test. This test estimated […]
September 11, 2018

Metro Suspends Business with Contractor Connected to Bribery

Metro has suspended doing business with a Maryland contractor whose vice president is accused of bribing a transit authority official.  A Maryland grand jury indicted Hardutt […]
September 10, 2018

Notice of Proposed Rule-Making for the Adoption of Small Business Certification Regulations for Public Works Purposes

The Department of General Services (DGS), Procurement Division, Office of Small Business and Disabled Veteran Business Enterprise Services (OSDS) propose revisions to the California Code of […]
September 4, 2018

DBE Matters – Goal Setting Website

As part of the DBE Think Tank, a contract goal setting website has been developed to provide people with a start point for contract goal development. […]
August 31, 2018

Update in DBE Goal Methodology

Local agencies must use the updated Exhibit 9-D template to calculate Disadvantaged Business Enterprise (DBE) goals for all federal contracts (consultant and construction) that will be […]